2. Lecture 2  PDF

Arithmetic functions

Definition. An arithmetic function is a map \(f : \mathbb{Z}_+ \to \mathbb{C}\), i.e., a sequence of complex numbers, although this viewpoint is not very useful.

Examples of arithmetic functions.

  • The constant \(\bf 1\) and the identity \(\rm Id\) functions are defined respectively by \[{\bf 1}(n) := 1\qquad \text{ and } \qquad {\rm Id}(n):=n \quad \text{ for all } \quad n \in \mathbb{Z}_+.\]

  • The Dirac delta function \(\delta_m\) is defined as follows

    \[\delta_m(n) = \begin{cases} 1 & \text{if } n = m, \\ 0 & \text{otherwise}. \end{cases}\] We shall abbreviate \(\delta_1\) to \(\delta\).

  • The divisor function \(\tau(n)\) is the number of positive divisors of \(n\in \mathbb Z_+\), \[\tau(n):=\#\{d\in\mathbb Z_+: d\mid n\}=\sum_{d\mid n}1.\] Some authors also use the notation \(d(n)\) for the divisor function.

Examples of arithmetic functions

  • More generally, the sum of powers of divisors is defined by \[\sigma_k(n):=\sum_{d\mid n}d^k, \quad \text{ where } \quad k\in \mathbb N.\] Observe that \(\tau(n)=\sigma_0(n)\), and we abbreviate \(\sigma_1\) to \(\sigma\).

  • The Euler totient function \(\varphi\) is defined by \[\varphi(n):=\#\{m\in[n]: (n, m)=1\}=\sum_{m\in[n]}\delta((n, m)).\]

  • The function \(\omega\) is defined as follows: \(\omega(1) = 0\) and \(\omega(n)\) counts the number of distinct prime factors of \(n\) for all \(n \geq 2\).

  • The function \(\Omega\) is defined as follows: \(\Omega(1) = 0\) and \(\Omega(n)\) counts the number of prime factors of \(n\) with multiplicities for all \(n \geq 2\).

  • The Liouville function \(\lambda\) is defined as follows \[\lambda(n) = (-1)^{\Omega(n)}.\]

  • The Möbius function \(\mu(n)\) is defined as follows \[\mu(n) := \begin{cases} 1 & \text{if } n = 1, \\ (-1)^k & \text{if } n \text{ is the product of } k \text{ distinct primes,} \\ 0 & \text{if } n \text{ is divisible by the square of a prime.} \end{cases}\]

  • The von Mangoldt function \(\Lambda(n)\) is defined as follows \[\Lambda(n) := \begin{cases} \log p & \text{if } n = p^k \text{ is a prime power,} \\ 0 & \text{otherwise.} \end{cases}\]

  • Clearly, sums and products of arithmetic functions are still arithmetic functions. \[(\: f+g)(n):=f(n)+g(n) \quad \text{ and } \quad (\: f\cdot g)(n):=f(n)\cdot g(n).\]

  • The other ways of multiplying arithmetic functions, such as Dirichlet convolution, will be discussed shortly.

Rings

Definition. A ring is defined as a set \(\mathbb{K}:=(\mathbb{K}, +, \cdot )\) equipped with two binary operations, commonly denoted as addition \(+\), and multiplication \(\cdot\), such that

  • \((\mathbb{K}, +)\) is an abelian group, meaning that:

    • There exists an additive identity \(0 \in \mathbb{K}\) such that \(a + 0 =0+a= a\) for all \(a \in \mathbb{K}\).

    • For every \(a \in \mathbb{K}\), there exists an additive inverse \(-a \in \mathbb{K}\) such that \(a + (-a) = 0\).

    • Addition is commutative: \(a + b = b + a\) for all \(a, b \in \mathbb{K}\).

    • Addition is associative: \((a + b) + c = a + (b + c)\) for all \(a, b, c \in \mathbb{K}\).

  • \((\mathbb{K}, \cdot)\) is a monoid under multiplication, meaning that:

    • Multiplication is associative: \((a \cdot b) \cdot c = a \cdot (b \cdot c)\) for all \(a, b, c \in \mathbb{K}\).

    • There exists a multiplicative identity \(1\in \mathbb K\) such that \(a \cdot 1 = 1 \cdot a = a\) for all \(a \in \mathbb K\).

  • Multiplication is distributive with respect to addition, meaning that:

    • For all \(a, b, c \in \mathbb{K}\), the following hold: \[a \cdot (b + c) = a \cdot b + a \cdot c\] \[(a + b) \cdot c = a \cdot c + b \cdot c\]

Examples of rings

  • We say that a ring \(\mathbb K\) is commutative, if it satisfies conditions (i)–(iii) and additionally \[xy = yx \quad \text{ for all } \quad x, y \in \mathbb{K}.\]

  • The sets \(\mathbb Z, \mathbb Q, \mathbb R\) and \(\mathbb C\) are examples of commutative rings. The set \(M_2(\mathbb{C})\) of \(2 \times 2\) matrices with complex coefficients and the usual matrix addition and multiplication is a noncommutative ring.

  • Let \(\mathbb K\) and \(\mathbb L\) be rings with multiplicative identities \(1_{\mathbb K}\) and \(1_{\mathbb L}\), respectively. A map \(f : \mathbb K \to \mathbb L\) is called a ring homomorphism if \[f(x + y) = f(x) + f(y) \quad \text{and} \quad f(xy) = f(x)f(y) \text{ for all } x, y \in \mathbb K, \text{ and } f(1_R) = 1_S.\]

  • An element \(a\) in the ring \(\mathbb K\) is called a unit or invertible element if there exists an element \(x \in \mathbb K\), (which in fact is unique), such that \[ax = xa = 1.\] Then \(x\) is called the inverse for \(a\) and is denoted by \(a^{-1}\).

  • The set \(\mathbb K^\times\) of all units in \(\mathbb K\) forms a multiplicative group, called the group of units in the ring \(\mathbb K\).

  • A field is a commutative ring in which every nonzero element is a unit. For example, the rational numbers \(\mathbb{Q}\), real numbers \(\mathbb{R}\), and complex numbers \(\mathbb{C}\) are fields. The integers \(\mathbb{Z}\) form a ring but not a field, and the only units in the ring of integers are \(\pm 1\).

Dirichlet convolutions

Definition. The Dirichlet convolution \(f \star g\) is defined by \[(\: f \star g)(n) = \sum_{d \mid n} f(d) g\left( \frac{n}{d} \right),\] where the sum is over all positive divisors \(d\) of \(n\). Dirichlet convolution occurs frequently in multiplicative problems in elementary number theory.

The set \(\mathbb A:=(\mathbb A, +, \star)\) of all complex-valued arithmetic functions, with addition \(+\) defined by pointwise sum and multiplication \(\star\) defined by Dirichlet convolution, is a commutative ring with additive identity \(0\) and multiplicative identity \(\delta\), which is the Dirac delta at \(1\). Furthermore, if \(f(1) \neq 0\), then \(f\) is invertible.

Proof. Let \(\mathbb D(n):=\{d\in[n]: d\mid n\}\) be the set of all positive divisors of \(n\). \[(\: f \star g)(n)=\sum_{d \mid n} f(d) g\left(\frac{n}{d}\right)=\sum_{d \mid n} f\left(\frac{n}{d}\right) g(d),\] since the mapping \(\mathbb D(n)\ni d\mapsto n/d\in \mathbb D(n)\) is one-to-one.

  • Now let \(f, g\) and \(h\) be three arithmetic functions and \(n\in\mathbb Z_+\). Then \[((\: f \star g) \star h)(n)=\sum_{d \mid n}(\: f \star g)(d) h\left(\frac{n}{d}\right) =\sum_{d \mid n} \sum_{c \mid d} f(c) g\left(\frac{d}{c}\right) h\left(\frac{n}{d}\right),\] and \[(\: f \star(\: g \star h))(n)=\sum_{d \mid n} f(d)(g \star h)\left(\frac{n}{d}\right) =\sum_{d \mid n} f(d) \sum_{c \mid(n / d)} g(c) h\left(\frac{n}{cd}\right).\]

    Setting \(e=cd\) in the last inner sum gives \[(\: f \star(g \star h))(n)=\sum_{e \mid n} \sum_{d \mid e} f(d) g\left(\frac{e}{d}\right) h\left(\frac{n}{e}\right) =((f \star g) \star h)(n)\] establishing the associativity.

  • We also have

    \[\left(\delta \star f\right)(n)=\sum_{d \mid n} \delta(d) f\left(\frac{n}{d}\right)=f(n).\]

  • Finally, we prove the invertibility by constructing inductively the inverse \(g\) of an arithmetic function \(f\) satisfying \(f(1) \neq 0\). The function \(g\) is the inverse of \(f\) if and only if \((\: f \star g)(1)=1\) and \((\: f \star g)(n)=0\) for all \(n>1\). This is equivalent to \[\left\{\begin{array}{l} f(1) g(1)=1, \\ \ \\ \sum_{d \mid n} g(d) f\left(\frac{n}{d}\right)=0 \quad \text{ for } \quad n \geqslant 2. \end{array}\right.\]

  • Since \(f(1) \neq 0\), we have \(g(1)=f(1)^{-1}\) by the first equation. Now let \(n>1\) and assume that we have proved that there exist unique values \(g(1), \ldots, g(n-1)\) satisfying the above equations. Since \(f(1) \neq 0\), the second equation above is equivalent to \[g(n)=-\frac{1}{f(1)} \sum_{\substack{d \mid n \\ d \neq n}} g(d) f\left(\frac{n}{d}\right),\] which determines \(g(n)\) in a unique way by the induction hypothesis, and this definition of \(g(n)\) shows that the equations above are satisfied, which completes the proof. $$\tag*{$\blacksquare$}$$

Multiplicative functions

Definition. Let \(f:\mathbb Z_+\to\mathbb C\) be an arithmetic function.

  • The function \(f\) is said to be multiplicative if \(f(1) \neq 0\) and if, for all positive integers \(m, n\in\mathbb Z_+\) such that \((m, n) = 1\), we have \[f(mn) = f(m) f(n).\]

  • The function \(f\) is completely multiplicative if \(f(1) \neq 0\) and if the condition \[f(mn) = f(m) f(n)\] holds for all positive integers \(m\) and \(n\).

  • The function \(f\) is strongly multiplicative if \(f\) is multiplicative and if \(f(p^\alpha) = f(p)\) for all prime powers \(p^\alpha\).

Remark. The condition \(f(1) \neq 0\) is a convention to exclude the zero function from the set of multiplicative functions. Furthermore, it is easily seen that if \(f\) and \(g\) are multiplicative, then so are \(fg\) and \(f/g\) with \(g \neq 0\) for the quotient.

Additive functions

Let \(f:\mathbb Z_+\to\mathbb C\) be an arithmetic function.

  • The function \(f\) is said to be additive if for all positive integers \(m, n\in\mathbb Z_+\) such that \((m, n) = 1\), we have \[f(mn) = f(m) + f(n).\]

  • The function \(f\) is completely additive if the condition \[f(mn) = f(m) + f(n)\] holds for all positive integers \(m\) and \(n\).

  • The function \(f\) is strongly additive if \(f\) is multiplicative and if \(f(p^\alpha) = f(p)\) for all prime powers \(p^\alpha\).

Additive and multiplicative functions: simple criterium

Let \(f:\mathbb Z_+\to\mathbb C\) be an arithmetic function.

  • \(f\) is multiplicative if and only if \(f(1) = 1\) and for all \(n = p_1^{\alpha_1} \cdots p_r^{\alpha_r}\), where the \(p_i\) are distinct primes, we have \[f(n) = \prod_{j\in[r]}f\left(p_j^{\alpha_j}\right).\]

  • \(f\) is additive if and only if \(f(1) = 0\) and for all \(n = p_1^{\alpha_1} \cdots p_r^{\alpha_r}\), where the \(p_i\) are distinct primes, we have \[f(n) = \sum_{j\in[r]}f\left(p_j^{\alpha_j}\right).\]

If \(f, g:\mathbb Z_+\to \mathbb C\) are multiplicative, then so is \(f \star g\).

  • Let \(f\) and \(g\) be two multiplicative functions and let \(m, n\in\mathbb Z_+\) be such that \((m, n)=1\).

  • Note that each divisor \(d\) of \(mn\) can be written uniquely in the form \(d=a b\) with \(a\mid m\), and \(b\mid n\) and \((a, b)=1\).

  • Hence, \[(\:f \star g)(m n)=\sum_{d \mid m n} f(d) g\left(\frac{m n}{d}\right)=\sum_{a \mid m} \sum_{b \mid n} f(a b) g\left(\frac{m n}{a b}\right).\]

  • Since \(f\) and \(g\) are multiplicative and \((a, b)=(m / a, n / b)=1\), we infer that \[(\:f \star g)(m n)=\sum_{a \mid m} \sum_{b \mid n} f(a) f(b) g\left(\frac{m}{a}\right) g\left(\frac{n}{b}\right)=(f \star g)(m)(f \star g)(n)\] as required. $$\tag*{$\blacksquare$}$$

Examples

  • The functions \(\bf 1\), \({\rm Id}\), \(\delta\) are completely multiplicative, whereas \(\log\) and \(\Omega\) are strongly additive and consequently the function \(\lambda\) is completely multiplicative.

  • Since \(\tau={\bf 1}\star{\bf 1}\), \(\sigma={\bf 1}\star {\rm Id}\) and \(\sigma_k={\bf 1}\star {\rm Id}^k\) and both \(\bf 1\) and \({\rm Id}\) are completely multiplicative, so are \(d, \sigma\) and \(\sigma_k\).

  • It is easily seen that, for all \(m, n\in\mathbb Z_+\), we have \[\omega(mn) = \omega(m) + \omega(n) - \omega(m, n),\] since in the sum \(\omega(m) + \omega(n)\), the prime factors of \((m, n)\) have been counted twice. This implies the additivity of \(\omega\).

  • The Möbius function \(\mu(n)\) is multiplicative. Indeed, \(\mu(1)=1\) and for all prime powers \(p^\alpha\), we also have \[\mu(p^\alpha) = \begin{cases} -1, & \text{if } \alpha = 1, \\ \ \ \ 0, & \text{otherwise.} \end{cases}\]

    So that, if \(n = p_1^{\alpha_1} p_2^{\alpha_2} \cdots p_r^{\alpha_r}\) where the \(p_i\) are distinct primes, we have \[\mu(p_1^{\alpha_1}) \cdots \mu(p_r^{\alpha_r}) = \begin{cases} (-1)^r, & \text{if } \alpha_1 = \cdots = \alpha_r = 1, \\ \ \ \ \ \ 0, & \text{otherwise.} \end{cases}\] Hence \(\mu(p_1^{\alpha_1}) \cdots \mu(p_r^{\alpha_r}) =\mu(n)\) as desired.

Properties of Möbius function

  • We intend to prove the following identity \(\mu \star \mathbf{1}=\delta\), i.e. \[\begin{aligned} (\mu \star \mathbf{1})(n)=\sum_{d \mid n} \mu(d)=\delta(n)= \begin{cases} 1, & \text { if } n=1,\\ 0, & \text { if } n>1. \end{cases} \end{aligned}\]

  • Now since \(\mu\) and \(\mathbf{1}\) are multiplicative, so is the function \(\mu \star \mathbf{1}\) by the previous theorem and hence \((\mu \star \mathbf{1})(1)=1=\delta(1)\) is true for \(n=1\).

  • Besides, it is sufficient to prove \(\mu \star \mathbf{1}=\delta\) for prime powers by the previous lemma, which is easy to check. Indeed, \[(\mu \star \mathbf{1})\left(p^{\alpha}\right)=\sum_{j=0}^{\alpha} \mu\left(p^{j}\right)=\mu(1)+\mu(p)=1-1=0=\delta(p^{\alpha})\] as asserted.

  • Using the identity \(\mu \star \mathbf{1}=\delta\), we deduce \[g = f \star {\bf 1}\quad \iff \quad g \star \mu = f \star ({\bf 1} \star \mu) = f.\] This relation is called the Möbius inversion formula.

Möbius inversion formula

The Möbius inversion formula is a key part of the estimates of average orders of certain multiplicative functions.

Let \(f\) and \(g\) be two arithmetic functions. Then we have \[g = f \star {\bf 1} \quad \iff \quad f = g \star \mu\] Equivalently, by expanding Dirichlet’s convolution, we have \[g(n) = \sum_{d \mid n} f(d) \iff f(n) = \sum_{d \mid n} g(d) \mu\left(\frac{n}{d}\right) \quad \text{ for all } \quad \mathbb Z_+.\]

For every \(p\in\mathbb P\) and \(\alpha\in\mathbb N\), one has \[\varphi(p^{\alpha})=p^{\alpha}-p^{\alpha-1}.\]

Proof. The desired conclusion follows from the observation that \[[\: p^{\alpha}]\setminus\{m\in[\: p^{\alpha}]: (m, p^{\alpha})=1\}=\{p, 2p, \ldots, p^{\alpha-1}p\}. \]$$\tag*{$\blacksquare$}$$

Euler’s totient function

  • Euler’s totient function is multiplicative and \(\varphi=\mu \star \mathrm{Id}\). Indeed, since \(\mu \star \mathbf{1}=\delta\), then we have \[\sum_{d \mid(m, n)} \mu(d)= \begin{cases}1, & \text { if }(m, n)=1 \\ 0, & \text { otherwise } \end{cases}\] so that \[\begin{aligned} \varphi(n) & =\sum_{\substack{m \leqslant n \\ (m, n)=1}} 1=\sum_{m \leqslant n} \sum_{d \mid(m, n)} \mu(d) =\sum_{d \mid n} \mu(d) \sum_{\substack{m \leqslant n\\ d \mid m}} 1\\ &=\sum_{d \mid n} \mu(d)\left[\frac{n}{d}\right] =\sum_{d \mid n} \mu(d) \frac{n}{d}=(\mu \star \mathbf{1})(n), \end{aligned}\] which proves that \(\varphi\) is multiplicative, as are both \(\mu\) and \(\mathbf{1}\).

  • By the previous lemma, we have \[\begin{aligned} \varphi\left(p^{\alpha}\right)=p^{\alpha}-p^{\alpha-1}=p^{\alpha}\left(1-\frac{1}{p}\right), \end{aligned}\] and by the multiplicativity we obtain \[\varphi\left(n\right)=n\prod_{\substack{p\mid n\\p\in\mathbb P}}\left(1-\frac{1}{p}\right).\]

We first deduce that \(\varphi\) is multiplicative by Theorem 4.10. Furthermore, if \(p^{\alpha}\) is a prime power, then \(\varphi\left(p^{\alpha}\right)\) counts the number of integers \(m \leqslant p^{\alpha}\) such that \(p \nmid m\), and hence \(\varphi\left(p^{\alpha}\right)\) is equal to \(p^{\alpha}\) minus the number of multiples of \(p\) less than \(p^{\alpha}\), so that by Proposition.11 (v) we get \[\varphi\left(p^{\alpha}\right)=p^{\alpha}-\left[\frac{p^{\alpha}}{p}\right]=p^{\alpha}-p^{\alpha-1}=p^{\alpha}\left(1-\frac{1}{p}\right)\] which gives using Lemma 4.5

\[\varphi(n)=n \prod_{p \mid n}\left(1-\frac{1}{p}\right)\]

Further properties of multiplicative functions

If both \(g\) and \(f \star g\) are multiplicative, then \(f\) is also multiplicative.

Proof. We shall assume that \(f\) is not multiplicative and deduce that \(h = f * g\) is also not multiplicative.

  • Since \(f\) is not multiplicative, there exist positive integers \(m, n\in \mathbb Z_+\) with \((m, n) = 1\) such that \[f(mn) \neq f(m)f(n).\] We choose \(m, n \in \mathbb Z_+\) for which the product \(mn\) is as small as possible.

  • If \(mn = 1\), then \(f(1) \neq f(1)f(1)\) so \(f(1) \neq 1\). Since \[h(1) = f(1)g(1) \neq 1,\] this shows that \(h\) is not multiplicative.

  • If \(mn > 1\), then we have \[f(ab) = f(a)f(b)\] for all \(a, b\in \mathbb Z_+\) with \((a, b) = 1\) and \(ab < mn\).

  • Except that in the sum defining \(h(mn)\), we separate the term corresponding to \(a = m\) and \(b = n\). We then have \[\begin{aligned} h(mn) &= \sum_{\substack{a\mid m, b\mid n\\ ab < mn}} f(ab)g\bigg(\frac{mn}{ab}\bigg)+f(mn)g(1)\\ &= \sum_{\substack{a\mid m, b\mid n\\ ab < mn}} f(a)f(b)g\bigg(\frac{m}{a}\bigg)g\bigg(\frac{n}{b}\bigg)+f(mn)\\ &=\bigg(\sum_{a\mid m} f(a)g\bigg(\frac{m}{a}\bigg)\bigg)\bigg(\sum_{b\mid n} f(b)g\bigg(\frac{n}{b}\bigg)\bigg) -f(m)f(n)+f(mn)\\ &=h(m)h(n)-f(m)f(n)+f(mn). \end{aligned}\]

  • Since \(f(mn) \neq f(m)f(n)\), this shows that \(h(mn) \neq h(m)h(n)\), so \(h\) is not multiplicative. This contradiction completes the proof. $$\tag*{$\blacksquare$}$$

If \(g\) is multiplicative, then so is \(g^{-1}\), its Dirichlet inverse. In particular, the set of all multiplicative functions forms a multiplicative group with multiplication defined by the Dirichlet convolution.

Proof. This follows from the previous theorem since both \(g\) and \(g \star g^{-1} = \delta\) are multiplicative. Hence \(g^{-1}\) is also multiplicative.$$\tag*{$\blacksquare$}$$

If \(f\) is multiplicative, then we have \[\sum_{d \mid n}\mu(d)f(d) = \prod_{p \mid n} (1 - f(p)).\]

Proof. Let \(g(n):=\sum_{d \mid n}\mu(d)f(d)\). This function is multiplicative, so to determine \(g(n)\) it suffices to compute \(g(p^{\alpha})\). We have \[g(p^{\alpha}) = \sum_{d \mid p^{\alpha}} \mu(d)f(d) = f(1) - \mu(p)f(p) = 1 - f(p).\]$$\tag*{$\blacksquare$}$$

Multiplicative functions at infinity

Let \(f\) be a multiplicative function. If \[\lim_{p^k \to \infty} f(p^k) = 0,\] as \(p^k\) runs through the sequence of all prime powers, then \[\lim_{n \to \infty} f(n) = 0.\]

Proof.

  • Since \[\lim_{p^k \to \infty} f(p^k) = 0,\] it follows that there exist only finitely many prime powers \(p^k\) such that \(|\:f(p^k)| \geq 1\).

  • We can define \[A = \prod_{p^k: |\:f(p^k)| \geq 1 }|\:f(p^k)|.\]

  • Then \(A \geq 1\).

  • Fix \(\varepsilon \in(0, 1)\) and choose a sufficiently large integer \(N\in\mathbb Z_+\) such that for every \(p^k>N\) we have \[|\: f(p^k)| < \frac{\varepsilon}{A},\]

  • If \(n=\prod_{p\in\mathbb P}p^{v_p(n)}\) then \[f(n)=\prod_{p\in\mathbb P}f(p^{v_p(n)})=\prod_{\substack{p\in\mathbb P\\p^k \le N}}f(p^{v_p(n)}) \prod_{\substack{p\in\mathbb P\\p^k > N}}f(p^{v_p(n)}).\]

  • If \(n\in \mathbb Z_+\) is sufficiently large then there is at least one factor in the second product and consequently \[\prod_{\substack{p\in\mathbb P\\p^k > N}}|\:f(p^{v_p(n)})|< \frac{\varepsilon}{A}.\]

  • On the other hand, the first factor is at most \(A\) and we conclude that \[|\: f(n)|\le A\cdot \frac{\varepsilon}{A}=\varepsilon.\]

This completes the proof. $$\tag*{$\blacksquare$}$$

Estimates for the divisors function

For every \(\varepsilon > 0\), there exists a constant \(C_{\varepsilon}\in\mathbb R_+\) such that \[\tau(n)\le C_{\varepsilon} n^\varepsilon\]

Proof.

  • Let \(\varepsilon > 0\). The function \(f(n) = \frac{\tau(n)}{n^\varepsilon}\) is multiplicative.

  • In view of the previous theorem, it suffices to prove that \[\lim_{p^k \to \infty} f(p^k) = 0\] for every prime number \(p \in \mathbb P\).

  • Since \(\tau(p^k) = k + 1\), we observe that \[\begin{aligned} f(p^k) = \frac{\tau(p^k)}{p^{k\varepsilon}}=\frac{k + 1}{p^{k\varepsilon/ 2}}\frac{ 1}{p^{k\varepsilon/ 2}}. \end{aligned}\]

  • Since \(\frac{k + 1}{p^{k\varepsilon/2}}\) is bounded, the desired conclusion follows. $$\tag*{$\blacksquare$}$$

Estimates for the Euler totient function

For every \(\varepsilon > 0\), there exists a constant \(C_{\varepsilon}\in\mathbb R_+\) such that \[C_{\varepsilon} n^{1-\varepsilon}\le \varphi(n)<n.\]

Proof. The upper bound is clear. For the lower bound, we will proceed similarly to the previous theorem.

  • Let \(\varepsilon > 0\). The function \(f(n) = \frac{n^{1-\varepsilon}}{\varphi(n)}\) is multiplicative.

  • It suffices to prove that \[\lim_{p^k \to \infty} f(p^k) = 0\] for every prime number \(p \in \mathbb P\).

  • Since \(\varphi(p^k)=p^k-p^{k-1}\) and \(\frac{p}{p-1}\le2\) for every \(p\in\mathbb P\), we obtain \[\begin{aligned} \frac{p^{k(1-\varepsilon)}}{\varphi(p^k)} =\frac{p^{k(1-\varepsilon)}}{p^k-p^{k-1}} =\frac{p}{p-1}\frac{p^{k(1-\varepsilon)}}{p^k}\le\frac{2}{p^{\varepsilon k}}. \end{aligned}\]

  • The last term tends to \(0\) as \(p^k\to \infty\), and the theorem follows. $$\tag*{$\blacksquare$}$$

von Mangoldt function

The von Mangoldt function is an example of a function that is neither multiplicative nor additive.

For every \(n\in\mathbb Z_+\) we have \[( \Lambda\star {\bf 1} )(n)=\sum_{d\mid n}\Lambda(d)=\log n.\]

Proof.

  • The theorem is true if \(n = 1\) since both sides are \(0\). Therefore, assume that \(n > 1\) and write \(n = \prod_{i=1}^r p_i^{\alpha_i}\). Then \[\log n=\sum_{i=1}^r \alpha_i\log p_i.\]

  • The only nonzero terms in the sum \(\sum_{d\mid n}\Lambda(d)\) come from those divisors \(d\) of the form \(p_k^m\) for \(m \in [a_k]\) and \(k \in [r]\). Hence, we have \[\sum_{d\mid n}\Lambda(d)=\sum_{i=1}^r\sum_{m=1}^{a_i}\Lambda(p_i^m)=\sum_{i=1}^r\sum_{m=1}^{a_i}\log p_i=\sum_{i=1}^r{a_i}\log p_i=\log n. \quad \tag*{$\blacksquare$}\]

Properties of the von Mangoldt function

If \(n \geq 2\), we have \[\Lambda(n) = \sum_{d \mid n} \mu(d) \log \frac{n}{d} = -\sum_{d \mid n} \mu(d) \log d.\]

Proof.

  • We know that \(( \Lambda\star {\bf 1} )(n)=\sum_{d\mid n}\Lambda(d)=\log n\). So inverting this formula by using the Möbius inversion formula, we obtain \[\Lambda(n) = \sum_{d \mid n} \mu(d) \log \frac{n}{d} = \log n \sum_{d \mid n} \mu(d) - \sum_{d \mid n} \mu(d) \log d,\] which simplifies to \[\Lambda(n) = \delta(n) \log n - \sum_{d \mid n} \mu(d) \log d.\]

  • Since \(\delta(n) \log n = 0\) for all \(n\in\mathbb Z_+\), the proof is complete.

 
 
$$\tag*{$\blacksquare$}$$

Derivation

Recall that a derivation on a ring \(\mathbb K\) is an additive homomorphism \(D : \mathbb K \to \mathbb K\) such that \[D(xy) = D(x)y + xD(y) \quad \text{ for all }\quad x, y \in \mathbb K.\]

Let \(L(n) = \log n\) for all \(n \in\mathbb Z_+\). Pointwise multiplication by \(L(n)\) is a derivation on the ring of arithmetic functions \(\mathbb A\).

Proof.

  • If \(d\mid n\), then \(L(n) = L(d) + L\left(\frac{n}{d}\right)\). We must prove that \[L \cdot (\: f \star g) = (L \cdot f) \star g + f \star (L \cdot g) \quad \text{ for all } \quad f, g\in\mathbb A.\]

  • We have \[\begin{aligned} L \cdot (\: f \star g)(n) &= \sum_{d \mid n} L(n) f(d) g\left(\frac{n}{d}\right)\\ &= \sum_{d \mid n} (L\cdot f)(d) g\left(\frac{n}{d}\right)+ \sum_{d \mid n} f(d) (L\cdot g)\left(\frac{n}{d}\right). \end{aligned}\]

This implies the desired result.$$\tag*{$\blacksquare$}$$

The Selberg identity

For \(n\in\mathbb Z_+\) we have \[\begin{aligned} \Lambda(n)\log n+ \sum_{d\mid n}\Lambda(d)\Lambda\bigg(\frac{n}{d}\bigg) =\sum_{d\mid n}\mu(d)\log\bigg(\frac{n}{d}\bigg)^2. \end{aligned}\] Equivalently, we have \(L\cdot \Lambda+\Lambda\star \Lambda=\mu\star L^2\).

Proof.

  • Observe that \(\Lambda\star{\bf 1} =L\).

  • Thus by the previous theorem we have \[L^2=L\cdot (\Lambda\star{\bf 1})=(L\cdot \Lambda)\star{\bf 1}+\Lambda\star (L\cdot{\bf 1}).\]

  • Since \(\Lambda\star{\bf 1} =L\), we obtain \[L^2=(L\cdot \Lambda)\star{\bf 1}+\Lambda\star \Lambda \star {\bf 1}.\]

  • Multiplying the last identity by \({\bf 1}^{-1}=\mu\), which follows from the Möbius inversion formula, we obtain the desired bound. $$\tag*{$\blacksquare$}$$

Dirichlet series

In view of the multiplicative properties of certain arithmetic functions, we use Dirichlet series rather than power series in analytic number theory.

Definition. Let \(f\in\mathbb A\) be an arithmetic function. The formal Dirichlet series of a variable \(s\in\mathbb C\) associated to \(f\) is defined by \[D(s, f):=\sum_{n=1}^{\infty} \frac{f(n)}{n^{s}}.\]

Here, we ignore convergence problems, and \(D(s, f)\) is the complex number equal to the sum when it converges.

Examples.

  • \(D(s, \delta)=1\).

  • Presumably, the most important example of a Dirichlet series is the Riemann zeta function \[D(s, {\bf 1})=\zeta(s):=\sum_{n=1}^{\infty} \frac{1}{n^{s}}.\]

Importance of the Dirichlet convolution

Proposition. Let \(f, g\) and \(h\) be three arithmetic functions. Then \[h=f \star g \quad \Longleftrightarrow \quad D(s, h)=D(s, f) \cdot D(s, g).\]

Proof. We have \[D(s, f)\cdot D(s, g)=\sum_{k, m=1}^{\infty} \frac{f(k) g(m)}{(k m)^{s}}=\sum_{n=1}^{\infty} \frac{1}{n^{s}} \sum_{d \mid n} f(d) g\left(\frac{n}{d}\right)=\sum_{n=1}^{\infty} \frac{(\: f \star g)(n)}{n^{s}},\] which completes the proof.$$\tag*{$\blacksquare$}$$

Remark. The set \(\mathbb D:=(\mathbb D, +, \cdot)\) of formal Dirichlet series with addition \(+\) and multiplication \(\cdot\) defined respectively by \[D(s, f) + D(s, g)=D(s, f+g), \quad \text{ and } \quad D(s, f) \cdot D(s, g)=D(s, f\star g),\] forms a commutative ring with additive identity \(0\) and multiplicative identity \(1\), which is isomorphic to the ring of arithmetic functions \(\mathbb A=(\mathbb A, +, \star)\) via the mapping \(\mathbb A\ni f\mapsto D(s, f)\in \mathbb D\).

Dirichlet series for multiplicative functions

Proposition 2. Let \(f\) be an arithmetic function. Then \(f\) is multiplicative if and only if \[D(s, f)=\prod_{p\in\mathbb P}\left(1+\sum_{k=1}^{\infty} \frac{f\left(p^{k}\right)}{p^{s k}}\right).\] The above product is called the Euler product of \(D(s, f)\).

Proof. Expanding the product we obtain a formal sum of all products of the form \[\frac{f(p_1^{a_1}) \cdots f(p_r^{a_r})}{(p_1^{a_1} \cdots p_r^{a_r})^s},\] where \(p_1, \ldots, p_r\) are distinct prime numbers, \(a_1, \ldots, a_r \in \mathbb{Z}_{+}\), and \(r \in \mathbb{N}\).

  • By multiplicativity, the numerator can be written as \(f(p_1^{a_1} \cdots p_r^{a_r})\).

  • The Fundamental Theorem of Arithmetic implies that the products \(p_1^{a_1} \cdots p_r^{a_r}\) are in one-to-one correspondence with all natural numbers.

This gives a formal proof of the desired identity.$$\tag*{$\blacksquare$}$$

Examples

  • By the previous proposition \(\zeta(s)=\sum_{n=1}^{\infty}\frac{1}{n^s}=\prod_{p\in\mathbb P}\big(1-\frac{1}{p^s}\big)^{-1}\), hence \[\frac{1}{\zeta(s)}=\prod_{p\in\mathbb P}\bigg(1-\frac{1}{p^s}\bigg)=\sum_{n=1}^{\infty}\frac{\mu(n)}{n^s},\] which implies \(\mu\star{\bf 1}=\delta\).

  • Taking logarithm we obtain \[\log \zeta(s)=\sum_{p\in\mathbb P}\log\bigg(1-\frac{1}{p^s}\bigg)^{-1}=\sum_{p\in\mathbb P}\sum_{k=1}^{\infty}\frac{1}{kp^{ks}}\]

  • By formal differentiation, we have \[-\frac{\zeta'(s)}{\zeta(s)}=\sum_{p\in\mathbb P}\sum_{k=1}^{\infty}\frac{\log p}{p^{ks}}=\sum_{n=1}^{\infty}\frac{\Lambda(n)}{n^s}.\]

  • On the other hand, we have \[-\zeta'(s)=\sum_{n=1}^{\infty}\frac{\log n}{n^s}.\]

  • Thus \(\Lambda=\mu\star \log\) and consequently \(\Lambda\star {\bf 1}=\log\).

Top